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Topic: A Review of the United States General Accounting Office (GAO) Report to Congressional Committees regarding the underutilization of hematopoietic cell transplantation.

United States General Accounting Office (GAO) Report to Congressional Committees. "Bone Marrow Transplants – Despite Recruitment Successes, National Program May Be Underutilized."

In a report dated October 2002, the United States General Accounting Office (GAO) sought answers to a number of questions regarding hematopoietic cell transplantation. One of the goals of the Report was to determine if hematopoietic cell transplantation was appropriately utilized by the medical community. The report states that from 1997 through 2000, an estimated 44,740 U.S. patients were in need of unrelated donor transplants. However, only 4,000 of these patients did indeed obtain such a transplant, leaving 40,740 patients over the 4 year period who were not transplanted. Thus, over 10,000 patients each year in the United States should receive an unrelated hematopoietic cell transplant but do not. The data are illustrated in the Table.

Underutilization of Hematopoietic Cell Transplantation from 1997 to 2000 in the U.S.

Needed
Performed
African American
5,397
256
Asian/Pacific Islander
1,666
96
Caucasian
30,929
3,321
Hispanic
5,613
317
Native American
329
20
Other
   806
   39
TOTAL:
44,740
4,056

UNDERUTILIZATION PER YEAR:  44,740 – 4,056 = 40,684  or   10,171 PER YEAR (Data based on NMDP facilitated transplants)

The method used to derive the above data is as follows: The estimate of the number of patients in need of unrelated donor transplants was derived by using data on the number of HLA-identical sibling transplants obtained from IBMTR. For every HLA-identical sibling transplant recorded for a Caucasian patient, there will be 0.796134/(1 - 0.796134) = 3.90518 patients in need of unrelated donor transplants. (This number was derived for Caucasian patients from the average number of children born to Caucasian women over a lifetime.) Because there were 7,920 sibling transplants performed for Caucasian patients from 1997 through 2000, the estimate is that 3.90518(7,920) = 30,929 Caucasian patients were in need of stem cell transplants during that period. This figure and estimates for other racial and ethnic groups are presented in Table 1. Because minorities generally have less access to health care may therefore have less access to sibling transplants specifically, these estimates were obtained by assuming that each minority group's need for unrelated donor transplants is proportional to the Caucasian group's need. The estimates were obtained by multiplying the number of persons in the minority group by the proportion of Caucasians in need of unrelated donor transplants. This approach implicitly assumes that differences across groups in fertility rates are of negligible importance in computing the numbers of patients.

(Two other methods were used in the GAO Report to calculate the underutilization of hematopoietic cell transplants and they both yielded very similar conclusions. See the original report for details.)

A number of articles have sought the reasons for not receiving a hematopoietic cell transplant. In the study of Heemskerk et al. (Bone Marrow Transplant. 2005;35:645-52.) the two main causes that led to failure to reach transplantation were: (1) either no acceptable donor was available, or (2) the patients' clinical condition deteriorated. Kollman et al. (Bone Marrow Transplant 2001; 27:581-587) concluded that the most common cited barriers to transplantation were the death of the patient, worsening of the patient's medical condition and the length of the search process.

Thus, part of the reason that there are many patients (~10,000/year in the United States) who have an indication for a hematopoietic cell transplant but who are not transplanted is that an appropriate donor stem cell product is not found among family members and cannot be obtained expeditiously from registries of adult donors. Cord bloods are an important addition to the options available to transplant physicians since one can obtain a cord blood unit for a significant proportion of patients who do not have an HLA-matched family member, and the unit can be obtained more quickly than through registries of adult donors.

The above discussion is not meant to imply that the inability to obtain a stem cell product expeditiously is the only reason patients do not receive a transplant when one is indicated. Nevertheless, greater use of cord blood units for transplantation would allow for more transplants to occur. The transplant community should be dedicated to providing hematopoietic cell transplants whenever they are indicated.

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Posted:
20 July 2005

Page Updated:
31 May 2006
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