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He points out that one important advance in allogeneic hematopoietic stem-cell transplantation is the use of sources of stem cells other than bone marrow from HLA-identical siblings, which is a resource available to only about 30 percent of potential recipients. For patients without an HLA-matched family member, searches are made for unrelated donors through international databases which contain more than 9 million potential volunteer stem-cell donors. However, only 30 percent of whites in the United States (and a slightly lower percentage of members of minority populations) for whom a search is initiated ultimately receive a marrow transplant from an unrelated donor. For such patients, umbilical-cord blood has emerged as an attractive source of hematopoietic stem cells. (For further data about availability of unrelated-donor units from international registries, see Annotated Bibliography VI. Availability and Time Required to Obtain Cord Blood Versus Bone Marrow.)
There are now about 170,000 cryopreserved units in cord blood banks throughout the world, but the relatively small number of hematopoietic progenitor cells in a cord-blood unit has, in the past, discouraged widespread use of cord bloods for transplantation of adults. However, two groups of investigators now report the results of large registry-based studies that compared outcomes in adults with leukemia after transplantation of stem cells from unrelated bone marrow donors with outcomes after cord-blood transplantation. The two investigations differ in their study populations and other methodologic issues that may have influenced their results.
Rocha et al. found that adults with acute leukemia had slower engraftment and a lower risk of severe acute graft-versus-host disease (GVHD) with cord-blood transplantation (HLA-mismatched in 94 percent of transplants) than with HLA-matched bone marrow transplantation. There were no clear differences between the cord-blood group and the bone marrow group in the risks of chronic GVHD or relapse or in survival outcomes. These and other results led Rocha et al. to conclude that cord blood can be used as an alternative to matched bone marrow from unrelated donors as a source of stem cells for transplantation in adults with acute leukemia who lack an HLA-identical sibling donor.
The study by Laughlin et al. included patients with chronic myeloid leukemia, myelodysplastic syndrome, and acute leukemia, and it extended the comparison to recipients of bone marrow transplants that were mismatched for only one HLA antigen. The researchers found that hematopoietic recovery was slower among recipients of cord blood or mismatched bone marrow than among recipients of matched bone marrow but that the relapse rate was similar in all three groups. There were no clear differences in the severity of acute GVHD, whereas chronic GVHD was more likely but less extensive after cord-blood transplantation. Furthermore, Laughlin et al. found that treatment-related mortality, treatment failure, and overall mortality were lower after HLA-matched marrow transplantation than after cord-blood transplantation. They cautiously concluded that cord blood is an acceptable source of stem-cell grafts only if an HLA-matched adult donor is not available within a reasonable time.
In attempting to reconcile the apparently different conclusions of these two reports, Sanz points out that the study period in the report by Laughlin et al. encompasses the pioneering period of cord-blood transplantation in adults, when the general practice was to use these grafts in patients in whom there were no other curative options and when the relevance of cell dose and HLA matching had not yet been recognized. By contrast, Rocha et al. restricted their analysis to patients who received transplants after 1998, because they had previously identified substantially better outcomes after that date that probably were due to better selection of patients and cord-blood units.
sBoth reports reinforce the role of cord-blood transplantation in the treatment of adults with leukemia. However, neither group recommends cord-blood transplants over HLA-matched marrow from unrelated donors in adults, even though in children cord-blood transplantation is now often used as an alternative to HLA-matched bone marrow from unrelated donors. Both groups of authors agree on the use of cord blood if an HLA-matched adult donor is not available within a reasonable time, and Sanz strongly recommends a simultaneous search for an unrelated donor in both bone marrow and cord-blood registries. (Indeed, some investigators recommend that if the transplant is deemed urgent (that is, required within 3 months of referral), a strong preference should be given to cord blood, provided that a unit with greater than 2.0 x 107 cells/kg can be identified. For further data about availability of unrelated-donor units from international registries, see Annotated Bibliography VI. Availability and Time Required to Obtain Cord Blood Versus Bone Marrow.)
Sanz asks, "Can we imagine a scenario for adults with leukemia that is similar to the current situation with cord-blood transplantation in children?" He answers his own question by stating, "I think we can."
The investigators point out that advantages of cord blood are the immediate availability of cells, the absence of risk to the donor, and a lower need for HLA compatibility between the donor and recipient. However, a limiting factor is the low number of hematopoietic stem cells in a unit of cord blood. For this reason, cord blood has been transplanted into few adults until recently, when cord-blood banks began a policy of selecting units with high numbers of nucleated and CD34+ cells.
In this study, the investigators compared outcomes in 682 adults with acute leukemia who received a hematopoietic stem-cell transplant from an unrelated donor: 98 received cord blood and 584 received bone marrow. The transplantations were performed from 1998 through 2002 and reported to Eurocord and the European Blood and Marrow Transplant Group.
Recipients of cord blood were younger than recipients of bone marrow (median, 24.5 vs. 32 years of age; P<0.001), weighed less (median, 58 vs. 68 kg; P<0.001), and had more advanced disease at the time of transplantation (52 percent vs. 33 percent, P<0.001). All marrow transplants were HLA matched, whereas 94 percent of cord-blood grafts were HLA mismatched. The median number of nucleated cells that were infused was 0.23x108 per kilogram of the recipient's body weight for cord blood and 2.9x108 per kilogram for bone marrow. Multivariate analysis showed lower risks of grade II, III, or IV acute graft-versus-host disease (GVHD) after cord-blood transplantation (relative risk, 0.57; 95 percent confidence interval, 0.37 to 0.87; P=0.01), but neutrophil recovery was significantly delayed (relative risk, 0.49; 95 percent confidence interval, 0.41 to 0.58; P<0.001). The incidence of chronic GVHD, transplantation-related mortality, relapse rate, and leukemia-free survival were not significantly different in the two groups.
In previous studies the authors had found that transplant-related mortality at 100 days was higher after transplantation of cord blood than after transplantation of bone marrow in children with acute leukemia, because of delayed neutrophil recovery and a higher incidence of infections. In the present study, however, the risk of transplantation-related mortality was similar in the two groups, perhaps because transplantation centers have improved their criteria for selecting patients and units of cord blood. The authors stated that they expected more deaths related to infections in the cord-blood group owing to delayed neutrophil recovery and probably delayed immune recovery. However, causes of death were more frequently related to the toxicity of treatment, since cord-blood recipients underwent transplantation in a more advanced phase of leukemia than did recipients of bone marrow.
The authors concluded that cord blood from an unrelated donor is an alternative source of hematopoietic stem cells for adults with acute leukemia who lack an HLA-matched bone marrow donor. They state that there is a consensus that a unit of cord blood should have at least 2.0 x 107 nucleated cells per kilogram of patient's body weight at the time of freezing and no more than two disparities in the matching for HLA-A,B, or DRB1, alone or in combination, with the recipient.
The investigators compared the outcomes of the transplantation of hematopoietic stem cells from unrelated donors in adults with leukemia who had received cord blood that was mismatched for one HLA antigen (34 patients) or two antigens (116 patients), bone marrow that had one HLA mismatch (83 patients), and HLA-matched bone marrow (367 patients).
The results indicated that cord-blood recipients were younger and more likely to have advanced leukemia than were bone marrow recipients, and they received lower doses of nucleated cells. Hematopoietic recovery was slower with transplantation of mismatched bone marrow and cord blood than with matched marrow transplantations. Acute graft-versus-host disease (GVHD) was more likely to occur after mismatched marrow transplantation, and chronic GVHD was more likely to occur after cord-blood transplantation. The rates of treatment-related mortality, treatment failure, and overall mortality were lowest among patients who received matched marrow transplants. Patients who received mismatched bone marrow transplants and those who received mismatched cord-blood transplants had similar rates of treatment-related mortality (P=0.96), treatment failure (P=0.69), and overall mortality (P=0.62). There were no differences in the rate of recurrence of leukemia among the groups. There were no differences in outcome after cord-blood transplantation between patients with one HLA mismatch and those with two HLA mismatches.
The authors concluded that HLA-mismatched cord blood should be considered an acceptable source of hematopoietic stem-cell grafts for adults in the absence of an HLA-matched adult donor.
In this "Perspective" the author provides a brief history of cord-blood transplantation and then describes both private and public cord blood banks. He points out that cord-blood banks are currently mired in a patent dispute (mistakenly indicating that this involves only private cord-blood banks), and that such litigation is ongoing in the federal courts. He comments that public banks have seen their growth hindered by insufficient funding for additional collection and storage. He adds that not all parents have the opportunity to donate because public banks usually collect cord blood only at affiliated hospitals. He comments on the fact that Congress has approved $9 million for additional cord-blood collection but that the structure of a national cord-blood program in the United States remains uncertain and that the funds will not be spent until the conclusion of an Institute of Medicine study for which an additional $1 million has been allocated.
The authors point out that umbilical cord blood from unrelated donors represents a clear alternative source of hematopoietic progenitor cells to bone marrow for children lacking an HLA identical sibling. The lower risk of GVHD in the cord blood transplant (CBT) setting than in BMT permits less stringent criteria for donor-recipient HLA matching. Moreover, cord blood units are acquired faster than bone marrow from unrelated donors, which is particularly relevant for patients who require an urgent transplant. They cite two recent independent studies which compared results of unrelated CBT and BMT in adults with acute leukemia. In both studies, the main outcomes (relapse, transplant-related mortality, leukemia-free survival) were similar in the patients receiving the two different types of transplants.
In this study the authors analyzed outcomes and risk factors after unrelated CBT in adults with hematologic malignancies. One hundred and seventy-one patients were transplanted after 1997. Their median age was 29 years (15-55), and the median follow-up time was 18 months (1-71). Most patients had acute or chronic leukemia (n=142, 83%), 91 (53%) were transplanted in advanced phase and an autologous transplant had failed in 32 (19%). Most patients (87%) received an HLA-mismatched cord blood unit with 1-2 HLA disparities. At infusion, the median number of nucleated cells and CD34(+) cells was 2.1x10(7)/kg and 1x10(5)/kg, respectively.
The cumulative incidence of neutrophil recovery at day 60 was 72+/-3% with a median of 28 days (11-57). A higher neutrophil count and use of hematopoietic growth factors were independently associated with faster neutrophil recovery. The cumulative incidence of grade II-IV acute graft-versus-host disease was 32+/-4% and this complication was not associated with the number of HLA mismatches. The 2-year cumulative incidence of chronic graft-versus-host disease, transplant related-mortality and relapse were 36+/-10%, 51+/-4% and 22+/-4%, respectively. At 2-years, disease-free-survival for patients transplanted in early, intermediate and advanced phases of disease was 41+/-9%, 34+/-10% and 18+/-4%, respectively. In multivariate analyses, advanced disease status was an adverse factor for relapse and disease-free survival.
The authors concluded that unrelated CBT is a clear alternative for adults with hematological malignancies lacking an HLA-matched related or unrelated donor. The choice of units containing a higher neutrophil count and a policy of earlier transplantation are likely to provide better results.
The authors report a retrospective analysis of results of unrelated CBT after myeloablative conditioning in 11 patients with acute leukemia aged between 50 and 55 years. The median age of patients was 51 years, the median weight was 59 kg, and the median number of cryopreserved nucleated cells was 2.50 x 107/kg (range, 2.05-3.53 x 107/kg).
All but one patient had myeloid reconstitution and median time to more than 0.5 x 109/l was achieved in nine patients at a median time of 42 days (range, 33-88 days). A self-sustained platelet count >50 x 109/l was achieved in nine patients at a median time of 42 days (range, 33-88 days). Acute GVHD (grade I or II) occurred in nine of 10 evaluable patients. Among four grade II acute GVHD patients, only 2 required steroid therapy. Chronic GVHD occurred in six of 8 evaluable patients and was extensive in two. No patient died of transplantation-related toxicity at day 100. Three patients experienced relapse on days 78, 76 and 53, and died of relapse on days 380, 145 and 368, respectively.
Eight patients are alive and free of disease at between 126 and 749 days; the probability of DFS at 2 years was 72.7%. The low transplant-related mortality may be associated with a low incidence of severe acute GHVD in these patients. The authors suggest that this may possibly be explained by the lower genetic diversity of the Japanese population.
Although the number of patients was small and the observation period limited, these results suggest that CBT after myeloablative conditioning may be feasible in patients with acute leukemia aged between 50 and 55 years.
The cytotoxic effect of the cell-cycle-dependent agent cytarabine (Ara-C) on myeloid leukemic cells is enhanced by concomitant use of granulocyte colony stimulating factor (G-CSF) in-vitro. The feasibility of a conditioning regimen consisting of G-CSF combined with 24 g/m2 Ara-C, 90 mg/m2 fludarabine, and 12 Gy total body irradiation was studied for 5 patients with AML (ages 35-47 years) who received cord blood transplants. GVHD prophylaxis consisted of cyclosporine qnd methotrexate. After the conditioning regimen 2.48 x 107 cord blood nucleated cells (range, 2.28-3.53) were infused.
Neutrophil counts consistently >0.5 x 109/L were achieved at 24 days (22-32) after CBT. Grade I stomatitis and gastrointestinal toxicities occurred in all patients. Grade I and II aGVHD occurred in one and four patients, respectively, which resolved without steroid therapy. Sepsis and aspergillosis occurred in two and one patients, respectively. All patients were alive without leukemia relapse at a follow up of 15 months (12-43) after CBT.
This conditioning regimen could avoid the toxicities of high-dose cyclophosphamide but might enhance the cytotoxic effect of Ara-C. More studies are needed to determine its efficacy and safety.
The authors have previously reported an initial series of patients with myelodysplastic syndrome (MDS) who were treated with unrelated cord blood transplantation (CBT) after myeloablative conditioning. (see Citation #14) Here, they update the results with this report of unrelated cord blood transplantation (CBT) for 22 adult patients with MDS. Diagnosis at transplantation included refractory anemia (RA) (n = 3), refractory anemia with excess blasts (RAEB) (n = 2), RAEB-t (n = 2), and MDS-related secondary acute myeloid leukemia (AML) (n = 15). All patients were treated with total body irradiation (12 Gy), cytosine arabinoside Ara-C) and cyclophosphamide followed by unrelated HLA-mismatched CBT. The (median age was 40 years (range, 19 - 51 years), the median weight was 54.5 kg (range, 43 - 75 kg), and the median number of cryopreserved nucleated cells was 2.43 x 10(7)/kg (rasnge, 1.82 - 4.10 x 10(7)/kg). Twenty one patients had myeloid reconstitution and the median time to more than 0.5 x 10(9)/l absolute neutrophil count was 22.5 days. A self-sustained platelet count more than 50 x 10(9)/l was achieved in 19 patients at a median time of 49 days. Acute GVHD above grade II occurred in seven of 21 evaluable patients and chronic GVHD in 16 of 19 evaluable patients. Among 16 chronic GVHD patients, in eight patients the disease was extensive.
Seventeen of the 22 patients are alive and free of disease at between 371 and 2562 days after transplantation. With a median follow-up of 1505 days, the probability of disease-free survival at 4 years was 76.0%. These results suggest that adult MDS patients without suitable related or unrelated bone marrow donors should be considered as candidates for CBT.
With conventional HLA matched grafting after administration of reduced intensity conditioning, disease free survival (DFS) rates are only 35-40%, with disease relapse the most common cause of treatment failure. The patients reported by Ooi were treated with fully ablative conditioning and single unit non-expanded allogeneic unrelated cord blood transplantation. In the 21 patients demonstrating myeloid reconstitution, chimerism analyses confirmed full donor engraftment. Only 4 patients relapsed despite the majority of patients having advanced disease at the time of transplant. The probability of DFS at four years was an impressive 76%.
The report by Ooi identifies the use of banked unrelated cord blood as a suitable alternative allogeneic graft source that results in durable remissions for adults with MDS and emerging AML, with low rates of GVHD, and excellent survival rates. Further studies are warranted to determine the impact of improved HLA matching and higher graft cell dose threshold (>2.5 x 107/kg).
Favorable results are reported in this small study from Australia. Nine adult patients (median age 32 years, median weight 68 kg) with haematological malignancies (five with acute myeloid leukaemia, one with acute lymphoblastic leukaemia, one with Hodgkin lymphoma and two with non-Hodgkin lymphomas) received transplants of cryopreserved cord blood after conditioning therapy with high-dose cyclophosphamide, total body irradiation and antithymocyte globulin. Cord units contained a median 2.6 x 10(7) nucleated cells/kg recipient bodyweight and were matched for four (seven cases) or five (two cases) major histocompatibility complex class 1 and 2 antigens. Patients were given post-transplant immunosuppression with cyclosporin and methylprednisolone.
Neutrophil recovery to 0.5 x 10(9)/L was seen by median day 30 after transplant in all seven patients who survived more than 1 month post-transplant. Platelet recovery to 50 x 10(9)/L occurred by median day 81 in five evaluable patients. Acute graft versus host disease (GVHD) grades II-IV was seen in four of seven evaluable patients and limited chronic GVHD was seen in four of five. Infection was the most common complication. Four patients died before day 100 of infection (methicillin-resistant Staphylococcus aureus septicaemia, respiratory syncitial virus pneumonia), GVHD and multi-organ failure, and intracranial bleeding. Five patients survived 7-69 months post-transplant, without evidence of relapse of the underlying malignancy. The authors concluded that transplantation of unrelated cord blood is a feasible strategy for adult patients with poor-risk haematological malignancies, with infection relating to immunocompromise being the major limitation.
The authors investigated a strategy in which CB units should contain at least 2 x 107 total nucleated cells/kg of recipient weight, otherwise a second unit had to be added.
Patients with advanced hematologic malignancies without a human leukocyte antigen-matched sibling or unrelated donor were eligible. Conditioning regimen consisted of fludarabine and 12 Gy of total body irradiation (n=11), or melphalan (n=4), with antithymocyte globulin. Graft-versus-host disease prophylaxis was tacrolimus and methotrexate. Fifteen patients with acute leukemia (n=9), chronic myelogenous leukemia (n=2), multiple myeloma (n=2) and lymphoma (n=2) were treated; 60% had relapsed disease at transplantation. Three patients received double CB transplants. The 100-day and 1-year treatment-related mortality rates were 40 and 53%, respectively. Median time to neutrophil and platelet engraftment was 22 days (n=10) and 37 days (n=10), respectively. One patient had secondary graft failure and five patients failed to engraft. Two patients are alive and disease free; 4-year actuarial survival is 33 versus 0% for patients transplanted in remission versus in relapse.
The early mortality and engraftment failure rates were deemed excessive and led to premature trial discontinuation. Explanations for these results include the following: The most important variable was disease status at transplantation, associated with extensive prior treatment and poor tolerance to transplant-associated toxicities, factors that likely increased TRM. It is possible that a diagnosis of CML was an added risk factor in two of the cases.
The 100 day mortality rate of 40% was similar to that observed in two other studies published in 2001 and 2005 with data collected throughout the earlier experience of CB transplants. Lower 100 day mortality has since been reported by several single-center studies. This may indicate the influence of growing experience using CB units, but one cannot underestimate the effect of patient selection on outcomes. At the time the authors' trial was initiated, they allowed the use of units with three HLA mismatches (3 patients were so treated). Other factors of possible significance was the GVHD prophylaxis regimen that employed "mini" methotrexate, the use of fludarabine and melphalan in the preparative regimen in 4 cases, and high dose ATG.
The authors concluded that CB carries the potential to extend hematopoietic transplantation to a variety of patients otherwise not eligible for this form of treatment but high-risk patients have an increased probability of TRM even with the use of units containing higher TNC counts. Thus, treatment of relapsed patients should only be pursued under controlled clinical trials.
In this landmark article reporting outcomes among 562 recipients of placental blood transplants from unrelated donors, 18% of the patients were over the age of 18 years and 17% were over 60 kg in weight. The authors concluded that placental blood transplantations from unrelated donors regularly engraft, cause GVHD at a relatively low rate, and produce survival rates similar to those with transplantation of bone marrow from unrelated donors. In multivariate analysis age was not independently predictive of engraftment.
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